In 2016, the Securities and Exchange Commission proposed a rule that would require investment advisors to put business continuity and transition plans in place. But the rule was never finalized. So ...
New York, NY, October 27, 2025 – SIFMA today issued the following statement from Charles DeSimone, SIFMA managing director, technology and operations, on SIFMA’s October 25, 2025 industry-wide ...
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