With the New York Stock Exchange in the midst of a transformation to a hybrid manual-electronic marketplace, the spotlight is on the vulnerable independent floor broker. The typically small ...

Floor brokers last month gained the ability to shoot algorithmic orders into the New York Stock Exchange’s order book from their handheld trading devices. This capability enables them to compete with ...

The New York Stock Exchange (NYSE) has started introducing execution algorithms for its floor brokers, which they will be able to access from their hand-held order management devices. The New York ...

NEW YORK — The Securities and Exchange Commission found that the New York Stock Exchange failed to supervise floor brokers under the terms of a 1999 settlement. The world’s largest stock exchange didn ...