The brokerage firm is focusing on a single arbitrator in its effort to avoid the penalty in the highest-profile case involving former broker Chuck Roberts.

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm with tens of millions of dollars in punitive damages. Arbitrators in both ...

VANCOUVER, British Columbia, Nov. 20, 2025 (GLOBE NEWSWIRE) -- Lupaka Gold Corp. ("Lupaka" or the “Company") (TSX-V: LPK, FRA: LQP) advises that although the Company fully expects the Republic of Peru ...

The U.S. Court of Appeals for the Ninth Circuit on Monday vacated a federal judge's confirmation of an arbitration award that favored Tesla in a defamation fight between the Elon Musk-owned electric ...

Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...

Ex-Stifel broker Chuck Roberts is at the center of a string of settlements and arbitration awards nearing $200 million in total. Despite a recent court setback, Stifel is vowing to keep fighting a ...

LONDON, Feb 23 (Reuters) - South Korea on Monday partially won its challenge to an arbitration award in its long-running dispute with U.S. hedge fund Elliott over the 2015 merger of two Samsung ...

Award Background: In December 2019, the Company initiated an arbitration claim against the Republic of Peru under the Canada-Peru Free Trade Agreement. The related arbitration process was conducted ...

Nearly one out of three customers who won Finra arbitration cases in 2020 did not receive their award payment, according to a study released Wednesday. The Public Investors Advocate Bar Association ...

BUFFALO, N.Y. — The Buffalo Sabres have filed for team-elected arbitration with restricted free agent defenseman Bowen Byram, according to Sportsnet’s Elliotte Friedman. Byram did not elect for ...